The role
OKX needs a senior compliance leader to build and run derivatives trade and transaction reporting across multiple entities. You'll own scoping, submission monitoring and the control framework, and build a small team.
What you'll do
- Interpret and apply CFTC, MiFIR, EMIR, UK and ASIC reporting rules
- Own reporting scoping and eligibility by entity, product and transaction
- Monitor daily submissions, investigate rejections and track fixes to resolution
- Build the control framework and reconcile reports to trading records
- Manage repositories and vendors, and build a small team
What they're looking for
Must-haves
- 7+ years in trade, transaction or regulatory reporting
- Deep knowledge of at least two of CFTC, MiFIR, EMIR, UK MiFIR, UK EMIR, ASIC
- Understanding of derivatives trade lifecycles and reporting data
- Skill with large datasets to investigate breaks; SQL highly desirable
- Experience building reporting frameworks that withstand audit scrutiny
Nice to have
- Led a regulatory change program such as EMIR Refit or CFTC rewrite
- Familiarity with ISO 20022 XML reporting formats
- Python scripting and tools like Databricks
The company
OKX
Leading global crypto exchange
OKX is a leading crypto exchange and the developer of OKX Wallet, serving millions of users and hundreds of institutions. It is part of the OKG group.
Summarised by Jobs That Travel from OKX's listing.
